CHARLOTTE, N.C. — Helms Jarrell got a letter. She saw the envelope and said she thought it was from Charlotte code enforcement. The return address said, "Code violation fines and review." The letter ...
Yesterday, the Securities and Exchange Commission’s Division of Investment Management issued a no-action letter regarding the provision of custody for cryptocurrencies. A no-action letter is not a ...
The Commodity Futures Trading Commission’s new no-action relief creates a temporary pathway for certain private fund managers to avoid or de-register from commodity pool operator (CPO) registration.
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