The Financial Industry Regulatory Authority Inc. is making a move to further limit Wall Street veterans' ability to serve as public arbitrators, according to sources with direct knowledge of the ...

The Financial Industry Regulatory Authority has sent a proposal to the Securities and Exchange Commission that would tighten limits on who is eligible to serve as a “public arbitrator,” precluding ...

The SEC approved a FINRA proposed rule change to amend the definition of "public arbitrator" in its Customer and Industry Codes of Arbitration. Specifically, the proposed rule change would (a) exclude ...

BOSTON (MarketWatch) -- NASD Dispute Resolution, the world's largest securities-dispute-resolution forum, Monday said it has filed a new rule proposal with the Securities and Exchange Commission to ...