If you’re the head of research at a buyside firm or the head of its trading desk, more than likely you are in charge of the broker vote process. And thus, you decide which brokers get paid for their ...

On January 23, 2026, the staff of the Division of Corporation Finance (the Staff) at the U.S. Securities and Exchange ...

When you open the Task Manager on your Windows computer, you'll find a long list of processes running in the background. All these processes are related to different features of Windows. For instance, ...

Brokers and registered representatives who plan to expunge customer and broker-dealer complaints from their record using arbitration will have a steeper hurdle come Oct. 16, when new Finra amendments ...

Forbes contributors publish independent expert analyses and insights. Lien De Pau, founder of The Big Exit. Sell your biz for max value. Selling a business is a once-in-a-lifetime event for most small ...

As the buyside looks to squeeze more performance out of its brokers and justify their use, tracking brokers’ performance via the broker vote process is becoming increasingly important, a new paper ...

If you want to shop for a mortgage on your own, you certainly can. Working directly with lenders and comparing multiple quotes is a great way to find the best deal and avoid extra fees. But according ...

PLANO, Texas--(BUSINESS WIRE)--Exdion Services Inc. today announced Exdion Quote Compare, an innovative broker insurance carrier quotation analysis solution that manages the insurance quotation ...