JD Supra

SEC and CFTC Propose Form PF Amendments to Eliminate and Streamline Filing Requirements for Smaller Investment Advisers

On April 20, the U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly issued proposed amendments ...
JD Supra

SEC and CFTC Propose Significant Rollback of Form PF Reporting Requirements

On April 20, 2026, the Securities and Exchange Commission and the Commodity Futures Trading Commission jointly proposed ...
National Law Review

Regulators Hit Reverse: SEC and CFTC Move to Scale Back Form PF

On April 20, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC, and together with the SEC, the “Agencies”) proposed a comprehensive overhaul of Form PF.
planadviser.com

KPMG and AxiomSL Partner to Offer PF Form Help

The tax firm KPMG LLP formed an alliance with Axiom Software Laboratories Inc. to address new regulatory requirements facing investment advisers, such as Form PF. In January, the Securities and ...