This year has seen a record percentage of whistleblower claim denials by the U.S. Securities and Exchange Commission.[1] This rising trend of award denials is a departure from the SEC’s previous track ...

The U.S. Securities and Exchange Commission (SEC) issued an order in August denying a whistleblower award to an individual who provided the agency with evidence that a defendant in a previously filed ...

Julia M. Jordan of Sullivan & Cromwell writes: The U.S. Securities and Exchange Commission's 2016 Annual Report on its Dodd-Frank Whistleblower Program reflects that 2016 was historic for the program, ...

The U.S. Securities and Exchange Commission has issued its sixth whistleblower payment, awarding a tipster $150,000 for helping to stop a scheme that was defrauding investors. The U.S. Securities and ...

A former tech executive of the generic drugmaker received illicit tips on drug approvals, earnings and merger. The Securities and Exchange Commission’s $10 million settlement this week with an ...

Chairman Gary Gensler is targeting a deadline that has been a point of contention for years between activist investors and public companies. SEC Wants More Climate Disclosures. Businesses Are ...