RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

A growing business needs scalable software with bookkeeping, compliance and analysis tools that work for today and tomorrow.

Software tools designed to assist regulatory compliance include products that handle data collection, storage, retrieval and deletion, from vendors such as EMC, FileNet, Meridio and Zantaz; ...

CivicPlus, a growing gov tech company offering a range of software to the public sector, is now expanding into the compliance space with an acquisition of the newly formed business Optimere. Now it’s ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

The Department of Defense wants to bolster the number of small contractors it does business with, so it's planning to debut a series of free software tools to make it easier to work with industry. As ...

In 2026, healthcare organizations face converging HIPAA, interoperability, and privacy mandates, driving demand for advanced compliance software and security solutions. Federal updates now require ...

Cloud-based financial management software, such as Intuit Enterprise Suite, enables multinational organizations to centralize accounting, automate compliance workflows, and standardize reporting ...

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Compare the best supplier management software platforms for 2026, including AI capabilities, compliance tools, and features ...

* Today’s newsletter is co-authored by Brian Musthaler, a principal IT audit consultant at Essential Solutions. Thanks to companies like Enron, WorldCom and Healthsouth, all U.S. public companies live ...