Press Releases - SEC.gov
Oct 31, 2024 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
SEC.gov | JP Morgan Affiliates to Pay $151 Million to Resolve SEC ...
Oct 31, 2024 · The SEC’s order finds that, between July 2017 and October 2024, JPMS failed to fully and fairly disclose the financial incentive it and some of its financial advisors had when they recommended JPMS’s own Portfolio Management Program over third-party managed advisory programs offered by JPMS. During the relevant period, assets under ...
Newsroom - SEC.gov
Oct 30, 2024 · The SEC's Small Business Capital Formation Advisory Committee will hold a public meeting via videoconference to discuss matters relating to rules and regulations affecting small and emerging businesses and their investors under the federal securities laws.
Supreme Court knocks down Wall Street regulator’s in-house courts
Jun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a...
Supreme Court strips SEC of enforcement tool in fraud cases | AP News
Jun 27, 2024 · WASHINGTON (AP) — The Supreme Court on Thursday stripped the Securities and Exchange Commission of a major tool in fighting securities fraud in a decision that also could have far-reaching effects on other regulatory agencies.
US appeals court strikes down SEC private equity, hedge fund …
June 5 (Reuters) - A U.S. appeals court threw out a Securities and Exchange Commission rule intended to give investors more transparency into private funds, handing a victory to the nearly $27...
SEC approves weakened climate disclosure rule after pushback | AP News
Mar 6, 2024 · WASHINGTON (AP) — The U.S. Securities and Exchange Commission on Wednesday approved a rule that will require some public companies to report their greenhouse gas emissions and climate risks, after last-minute revisions that weakened the directive in the face of strong pushback from companies.
Why the SEC is going after crypto exchanges Coinbase and Binance - NPR
Jun 10, 2023 · The SEC announced this week a barrage of lawsuits against crypto exchanges Coinbase and Binance. The outcome could help define the future of the cryptocurrency sector.
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
Aug 14, 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
US Securities and Exchange Commission - Financial Times
Oct 29, 2024 · Stay up-to-date with breaking news and top stories on US Securities and Exchange Commission. In-depth analysis, industry insights and expert opinion.